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Ecology as a Science of Functional Roles

Published online by Cambridge University Press:  20 August 2025

Annabelle W. Tao*
Affiliation:
New York University, United States
*
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Abstract

I give an account of ecology’s subject matter and generalizations in terms of functional roles. Functional roles are functionally defined kinds which include multiple species or general abiotic factors as members and occur in generalizations which hold across different ecological systems. Functional roles include central objects of study in ecology, like predator, parasite, and producer. I use functional roles to interpret and reorient major controversies in philosophy of ecology, including the metaphysics of ecological systems and the concept of “function.”

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1. Introduction

The past few decades have witnessed the slow birth of philosophy of ecology (Cooper Reference Cooper2003; Justus Reference Justus2021; Shrader-Frechette & McCoy Reference Shrader-Frechette and McCoy1993). Roughly, ecology is “the study of interactions among organisms and between organisms and their environment” (Stiling Reference Stiling2015, 4). Aside from the intrinsic interest of ecology, philosophers’ interest in ecology stems from three main sources. First, ecology provides fresh fodder and new perspectives for existing debates. For example, the Lotka–Volterra equations from population ecology are a central example in discussions of scientific modeling (e.g., Weisberg Reference Weisberg2013). Second, ecologists study how climate change and human land use alter the natural world. In order to do scientifically informed conservation and land management, we need to understand what sort of knowledge ecology produces (Shrader-Frechette & McCoy Reference Shrader-Frechette and McCoy1994). Finally, the most intriguing yet nebulous reason is that ecology is a “subversive subject” (Sears Reference Sears1964). By tracing the myriad connections between living beings, ecology can transform how we view ourselves and our relationship to the rest of the natural world (Callicott Reference Callicott1989; Carson Reference Carson1962; Commoner Reference Commoner1971; Leopold Reference Leopold1949; Worster Reference Worster1994).

The philosophy of ecology is a field whose time has come. However, it is a relatively immature field. The existing literature reads as a collection of scattered debates without an overarching sense of how ecology and its philosophy hang together as a whole.Footnote 1 In this paper, I aim to fill this gap. I give an account of how ecology hangs together by reconstructing paradigmatic ecological generalizations. Roughly, scientific generalizations refer to regularities in the physical world that are relevant for explanation and intervention.Footnote 2 The philosophy of a science is often established through the study of that science’s generalizations (Nagel Reference Nagel1961). For example, the philosophy of biology crystallized around debates about the theory of evolution by natural selection, e.g., controversies over the units of selection (Sober Reference Sober1984). Accordingly, my account of ecological generalizations will form the basis of my characterization of ecology as a whole.

Now for a roadmap. I set the stage by laying out two extremes regarding ecology’s subject matter (section 2). According to the classic view, ecology is the science of ecological systems, which are tightly integrated, self-regulating, and the subject of generalizations.Footnote 3 According to the species+ view, ecology is a collection of case studies about how individual species and local abiotic factors combine in particular locations. These two views have shaped major debates within ecology and its philosophy regarding the taxonomy of ecology, the organization of ecological systems, and the structure of ecology as a science. However, neither view adequately captures ecological practice. Paradigmatic ecological generalizations lie in between these two extremes (section 3). I give a positive account of this in-between space in terms of functional roles.Footnote 4 Functional roles are functionally defined kinds which include multiple species or general abiotic factors as members and are found in generalizations which hold across ecological systems. I use my account of functional roles to reconstruct paradigmatic ecological kinds and generalizations, such as predator and prey and the Lotka–Volterra equations (section 4). In section 5, I use functional roles to interpret and reorient major discussions in philosophy of ecology, including the metaphysics of ecosystems, the concept of “function” in ecology, and the degree to which ecology is unified as a science. In doing so, I give an empirically grounded and coherent understanding of how major topics in philosophy of ecology hang together.

2. Setting the stage: Classic view and species+ view

In this section, I lay out two opposing views regarding ecology’s subject matter and generalizations: the classic and species+ views. The classic view is “classic” in that it is rooted in the historically influential view of nature as a balanced and harmonious whole (Lovejoy Reference Lovejoy1936; Worster Reference Worster1994). According to the classic view, ecology is the study of ecosystems as well-defined, self-maintaining units. According to the species+ view, ecology is the study of individual species “+” their interactions with other species and abiotic factors. Ecology is a collection of case studies of how biotic and abiotic factors combine in particular sites. In this section, I flesh out the two views with regard to three topics: ecology’s taxonomy, the internal organization of ecosystems, and the structure of ecology as a science. The clash between the classic and species+ views on these topics has animated major debates in ecology and its philosophy, including controversies regarding the metaphysics of ecosystems, niche theory, and the concept of “function” in ecology. In each controversy, philosophers and ecologists have rejected the classic view and either adopted the species+ view or an intermediate position.

Two clarifications before I begin. First, the classic and species+ views represent general intellectual tendencies which have structured major debates in ecology and its philosophy. When reconstructing these debates in terms of the two views, I am not suggesting that the relevant researchers subscribe to the full classic or species+ views. Individual thinkers are almost always more nuanced than can be captured by a broad-stroke intellectual history. Second, the two views bundle together positions on ecology’s taxonomy, the internal organization of ecological systems, and the structure of ecology as a science. In presenting the two views as bundles of positions, I am not suggesting that these positions necessarily go together. Rather, the two views are natural ways for one’s positions on these topics to fit together.

2.1 Ecology as the study of systems or combinations of species and local abiotic factors

Let us begin by contrasting the classic and species+ views regarding ecology’s taxonomy, or the collection of kinds studied in ecology.Footnote 5 Informally, a science’s taxonomy picks out what that science is about. The taxonomy of particle physics includes quarks and neutrinos. Neuroscience’s taxonomy includes neurons, myelin, and spinal cords. The classic theorist views ecology as the study of ecological systems as wholes, while the species+ theorist sees ecology as the study of the interactions of particular species and local abiotic factors. We can use the classic and species+ views regarding ecology’s taxonomy to understand the clash between Clementsian and Gleasonian conceptions of ecological systems and philosophical discussions about the metaphysics of ecological systems.

Let us spell out the classic and species+ positions on ecology’s taxonomy. For the classic theorist, ecological systems are tightly integrated, well-defined units which change in causally robust ways. Ecologists study these systems via pan-system generalizations: generalizations about system-level properties which hold across all ecological systems. For example, a classic theorist may look for generalizations about the universal developmental trajectory of ecological systems, from bare mineral soil to climax state. Frederic Clements (Reference Clements1916, Reference Clements1936; but see Eliot Reference Eliot2007).

In contrast, the species+ view is that ecological systems are nothing more than conventionally designated aggregates of species and local abiotic factors. These species and abiotic factors are in the same area at the same time because of their individual histories and/or physiological needs, not features of the ecological system as a whole. Accordingly, ecologists explain phenomena as the product of interactions between local factors. So, the taxonomy of ecology includes species and local abiotic factors, but not ecological systems. Historically, this view was associated with Henry Gleason, who argued that an ecological system “is not an organism, scarcely even a vegetative unit, but merely a coincidence” (Reference Gleason1926, 16, original italics).

Now for an example: why do coastal live oaks (Quercus agrifolia) live in a particular foothill of California’s Coast Range? The classic theorist explains this phenomenon as an instance of pan-system generalizations. For example, every ecological system develops according to a fixed trajectory, from bare mineral soil to climax state. Our foothill of interest has reached its climax state. The classic theorist then supplies an account of the species composition of an ecological system’s climax state, likely referring to abiotic factors like climate. With this, they have explained why our foothill of interest contains coastal live oaks.

The species+ theorist explains the presence of coastal live oaks in terms of the interactions between the biotic and abiotic residents of that particular foothill. Coastal live oaks need at least X inches of rain to survive, and the foothill in fact receives enough rain. Also, scrub jays live nearby, and they tend to cache and forget acorns, effectively planting oak trees. The confluence of generalizations about local species and abiotic factors explains the presence of coastal live oaks in this foothill.

The clash between the classic and species+ views of ecology’s taxonomy was central to the development of twentieth-century ecology.Footnote 6 The classic view was popular during the first half of the twentieth century, but was eventually abandoned due to contrary scientific evidence (Hagen Reference Hagen1992, chapter 1). Contrary to the classic view, ecologists have not found joints in nature for delineating ecological systems. Rather, they rely heavily on pragmatic considerations (Fitzsimmons Reference Fitzsimmons1999). Ecologists have struggled to find pan-system generalizations, such as a Bauplan for ecological system development. Instead, many ecological systems change in disorderly ways (Drury & Nisbett Reference Drury and Nisbet1973). In some ecological systems, species composition is largely driven by individual species’ physiological needs and local abiotic conditions, rather than system-level features (Davis Reference Davis, West, Shugart and Botkin1981; Gleason Reference Gleason1926; Whittaker Reference Whittaker1975). As a result, ecologists have largely moved away from the classic view and towards the species+ view (Simberloff Reference Simberloff1980).

The classic and species+ views have similarly shaped philosophical discussions of ecology’s taxonomy. Philosophers of ecology have discussed the taxonomic status of ecological systems by way of their metaphysics: do ecological systems exist over and above their parts (Lean Reference Lean2018; Odenbaugh Reference Odenbaugh2007, Reference Odenbaugh and Hazlett2010; Sterelny Reference Sterelny2001, Reference Sterelny2006)? To count as a single entity, ecological systems must possess stable boundaries, internal structure, and system-level properties (Lean Reference Lean2018). Philosophers have concurred with ecologists in rejecting the classic view. Contrary to the classic view, ecological systems do not, by their very nature, exist above and beyond their parts. Philosophers generally agree with the species+ claim that an ecological system’s properties should be studied in terms of the causal interactions of local species and abiotic factors, as opposed to pan-system generalizations (Lean Reference Lean2018, 216; Odenbaugh Reference Odenbaugh and Hazlett2010, 246-7). That being said, some ecological systems are composed so that they meet the criteria for existing above and beyond their parts (Lean Reference Lean2018; Odenbaugh Reference Odenbaugh2007; Sterelny Reference Sterelny2006). So, philosophers might resist the species+ claim that ecological systems do not belong in ecology’s taxonomy. In sum, the conflict between the classic and species+ positions on ecology’s taxonomy has structured debates about the nature of ecological systems. Ecologists and philosophers have rejected the classic view and have some, perhaps imperfect, sympathies with the species+ view.

2.2 The internal organization of ecological systems as causally robust or historical accidents

Ecology’s taxonomy is partially determined by the degree to which ecological systems possess a causally robust internal structure. For classic theorists, ecological systems possess a causally robust, universal structure. According to species+ theorists, an ecological system’s internal organization is determined by historically contingent local interactions. The clash between the classic and species+ views has structured scientific controversies about niche theory and philosophical disputes regarding the concept of “function” in ecology.

The classic proponent claims that there are robust patterns in internal organization that are shared across all ecological systems. This view motivated mid-twentieth-century niche theory. Let “niche” refer to the biotic and abiotic conditions that a species requires in order to survive.Footnote 7 Some niche theorists analogize an ecological system to a box packed with balls, where the box represents the available resources in the ecological system and each ball is a species’ niche (Ricklefs Reference Ricklefs1987, 167). Niche theorists study how balls are packed; they study pan-system generalizations about niche size and spacing and their relationship to processes like competition and specialization, e.g., the broken stick model (Kingsland Reference Kingsland1985, chapter 8). The classic positions on ecological system organization and ecology’s taxonomy are linked through a shared commitment to pan-system generalizations. If there are pan-system generalizations, then ecological systems are worthwhile units of scientific investigation and likely possess robust internal organization.

For the species+ theorist, the internal organization of an ecological system is a matter of happenstance interactions between individual species and local abiotic factors. As a result, ecological systems are unlikely to possess shared, robust patterns in internal organization. If a particular ecological system possesses a robust internal organization, then ecologists would explain this as the product of interactions between the ecological system’s components. These claims about the internal organization of ecological systems fit naturally with the species+ position on ecology’s taxonomy, according to which an ecological system is nothing more than a collection of individual species and abiotic factors.

The rise and decline of niche theory during the second half of the twentieth century illustrates a general shift from the classic towards the species+ view of ecological system organization in ecology. As an articulation of the classic view, niche theory was the source of major theoretical innovations during the mid-twentieth century, e.g., niche breadth and limiting similarity. However, niche theory soon came under fire as researchers struggled with conceptual and empirical difficulties in measuring niches (Kingsland Reference Kingsland1985). Moreover, ecologists increasingly recognized the importance of place-specific processes, like migration history, in shaping ecological system organization (Ricklefs Reference Ricklefs1987). As a result, during the second half of the twentieth century ecologists shifted away from general theories of ecological structure towards a greater interest in the organization of particular ecological systems.Footnote 8 This represents a general shift away from the classic view towards the species+ view among ecologists.

Let us turn to philosophical discussions regarding the internal organization of ecological systems. I will suggest that philosophers have approached this topic indirectly via accounts of the concept of “function” in ecology (Dussault and Bouchard Reference Dussault and Bouchard2017; Lean Reference Lean2021; Millstein Reference Millstein2020; Morrow Reference Morrow2023; Nunes-Neto et al. Reference Nunes-Neto, Moreno and El-Hani2014; Odenbaugh Reference Odenbaugh and Hazlett2010). Although unconventional, I will show that framing the functions literature in terms of the classic and species+ views is useful for interpreting this literature and understanding its stakes. There are two main theories of scientific functions: the causal role theory and the selected effects theory. A causal role (CR) function refers to an entity’s causal contribution to a capacity of the system that it is part of (Cummins Reference Cummins1975). For example, ecosystem ecologists study the capacity of ecological systems to cycle energy. In this context, deer have the CR function of consuming vegetation because this is how they contribute to energy flow. In contrast, an entity has a selected effects (SE) function to F if and only if it was selected to F, where the relevant selection process is natural selection (Millikan Reference Millikan1984; Neander Reference Neander1991). For example, the heart has the SE function to pump blood because it was selected to do so.

A number of philosophers have argued that ecological functions are CR functions, not SE functions (Lean Reference Lean2021; Maclaurin & Sterelny Reference Maclaurin and Sterelny2008, chapter 6; Morrow Reference Morrow2023; Odenbaugh Reference Odenbaugh and Hazlett2010; for dissent, see Millstein Reference Millstein2020). Briefly, ecological functions are not selected effects functions because ecological systems are typically not a unit of selection. On the other hand, CR functions do a reasonably good job of tracking how ecologists use the term “function” (Morrow Reference Morrow2023; Odenbaugh Reference Odenbaugh and Hazlett2010). Ecologists often study how current causal interactions between organisms and abiotic factors contribute to system-level processes. So, a number of philosophers have concluded that ecological functions are CR functions.

The two theories of function map naturally onto the classic and species+ views. Historically, many ecologists assumed that ecological systems possess robust causal organization because they are the product of system-level selection, e.g., Forbes, Elton, Lindeman, and the Odum brothers (Hagen Reference Hagen1992, 151). So, the classic view of ecological system organization implies that ecological functions are SE functions. The species+ view pairs naturally with the CR theory. The species+ theorist views the organization of an ecological system as nothing more than the interactions between the local species and abiotic factors that happen to be part of that system. This suggests that ecological functions are nothing more than the current causal interactions within a system. Similarly, for an entity to have a CR function, it needs to causally contribute to a system-level capacity, without meeting any further requirements for why it has that ability. So, the CR theory of ecological function and a species+ view of ecological organization are natural bedfellows; they both impose minimal requirements on the internal structure of ecological systems. By analyzing ecological functions as CR rather than SE functions, philosophers, like ecologists, have rejected the classic view and adopted a position sympathetic to the species+ view of ecosystem organization.

2.3 (Dis)unity of ecology

Ecology’s taxonomy and the structure of ecological systems shape the structure of science as a whole. Some sciences are unified by a set of core generalizations. For example, the crux of particle physics is the Standard Model, and the crux of evolutionary biology is natural selection theory. Similarly, according to the classic view, ecology is unified by its study of pan-system generalizations, e.g., generalizations about ecological systems’ developmental trajectory. The classic position on ecology’s structure fits naturally with its positions on ecology’s taxonomy and ecological system organization; ecology is unified by a shared commitment to pan-system generalizations because it is the study of ecological systems as well-defined entities with robust internal organization.

According to the species+ view, ecology is a collection of case studies about the interactions between individual species and abiotic factors in particular locations, like North American boreal forests or Midwestern prairies (Shrader-Frechette & McCoy Reference Shrader-Frechette and McCoy1993). The species+ theorist views ecological systems as conventionally designated aggregates of species and local abiotic factors which lack shared, robust internal organization. As a result, ecological systems are studied on a case-by-case basis; these case studies are not unified by cross-system generalizations.

Despite early ambitions to develop pan-system generalizations, ecological practice falls far short of the classic view. Ecology has developed as “a bush with multiple stems” in the form of diverse subdisciplines and study sites, rather than a “a tree with single, well-defined trunk” of core generalizations (McIntosh Reference McIntosh1985, 7). For example, we can turn to the subdiscipline of fire ecology. Ecologists have found few high-level generalizations about the relationship between fire, vegetation, and weather. Rather, fire ecology is largely composed of extended case studies of particular ecological systems, e.g., the Ponderosa pine forests of the Sierra Nevada Mountains and the chaparral of Southern California (van Wagtendonk et al. Reference Wagtendonk and Jan2018). Each region has generated its own literature, with relatively little crosstalk between regions.Footnote 9

A number of philosophers have noted ecology’s disunified structure and rejected the classic position on ecology’s structure (e.g., Cooper Reference Cooper2003, chapter 4; Justus Reference Justus2021, chapter 2). Beyond this rejection, relatively few philosophers have offered positive characterizations of ecology’s structure. Shrader-Frechette and McCoy side firmly with the species+ view that ecology is a collection of case studies (Reference Shrader-Frechette and McCoy1993). In contrast, Elliott-Graves argues that ecologists have found “moderate” generalizations that hold across some, but not all, ecological systems (Reference Elliott-Graves2018). I am sympathetic to this view and will build upon it via my account of functional roles (see footnote 4). In short, ecology is a rather disparate discipline. Philosophers have rejected the classic view of ecology’s structure and either endorse the species+ view or an intermediate position.

Let us take stock. According to the classic view, ecology is the study of ecological systems as real, well-defined entities with robust causal features that obey pan-system generalizations. According to the species+ view, ecology is a collection of case studies on how species and abiotic factors interact in particular places. These two views are a useful framework for understanding major debates in ecology and philosophy. Across the board, philosophers have rejected the classic view. In particular domains, they either endorse the species+ view or a moderate position that lies in between both views.

3. Problems with the species+ view

We are in search of a framework for making sense of ecology and its philosophy. In Section 2, we saw that the species+ view is still a live view in some domains. In this section, I argue that we have reason to reject the species+ view wholesale; it is an inadequate account of ecology because it fails to capture large swathes of ecological practice. Remember that ecology is the study of interactions between living beings and other living beings and their abiotic environment. Accordingly, ecologists often group entities into functional kinds, or kinds that are defined by their interactions, e.g., predator and prey. In this section, I argue that ecology is primarily concerned with cross-system generalizations about functional kinds whose members include multiple species or general abiotic factors. This is in contrast to the species+ view, which claims that ecology is a collection of case studies about the interactions of the species and abiotic factors present in particular sites. To make my case, I work through the examples of trophic categories, predation, symbiosis, energy and matter cycling, and fire response.

Trophic categories are an essential building block of ecology; they classify creatures based on how they acquire energy. Producers, like plants, acquire energy by using sunlight to synthesize sugar. Consumers, like herbivores and carnivores, eat other living beings to sustain themselves. Decomposers eat by breaking down dead things. Ecologists depict consumption relations within an ecological system using food chains and food webs. Trophic categories are functionally defined, multi-species kinds. For example, consumers are defined by their interaction with other creatures, namely eating them; cows, kestrels, and spiders are all consumers.

Ecologists use trophic categories to pick out causal regularities within an ecological system and across ecological systems. Trophic categories are preferable to species for capturing these regularities because “from one year to the next the dominant [trophic] groups or the species within a group differed widely” (Golley Reference Golley1993, 52). As general functional kinds, trophic categories capture cross-species similarities in how creatures transform energy in an ecological system. By making feeding “comparable between diverse biotic groups,” trophic categories allow ecologists to pick out “components of ecological systems that had continuity year to year” within a single ecological system and across different ecological systems (51, 53). In this way, trophic categories allow ecologists to discern regularities that are not apparent at the species level.

The structure of trophic relations is a major research area in ecology. For example, ecologists study whether producer populations are most limited by bottom-up constraints, like sunlight and water, or top-down constraints, like herbivory (Hairston, Smith, & Slobodkin Reference Hairston, Smith and Slobodkin1960). Ecologists have found cross-system generalizations about trophic structure, or generalizations that hold across some, but not necessarily all, ecological systems. For example, three-level food chains tend to exhibit top-down trophic control. Let’s spell this out. Wolves, elk, and aspen form a three-level food chain. Wolves hunt elk, which in turn browse aspen. The wolf population indirectly controls the aspen population by eating elk. For example, the reintroduction of wolves in Yellowstone caused an increase in aspen growth (Ripple and Beschta Reference Ripple and Beschta2012). Sea otters, sea urchins, and kelp also form a three-level food chain. Sea otters eat sea urchins, which in turn eat kelp. Coastal areas with sea otters have markedly fewer sea urchins and more luxuriant kelp beds than coastal areas without otters (Estes and Palmisano Reference Estes and Palmisano1974).

Ecologists have drawn more fine-grained distinctions within the category of consumer, like herbivore, carnivore, grazer, browser, and predator. These are all multi-species functional kinds. For example, “predator” is a creature that kills and eats others for sustenance, and “prey” is the creature killed (Bengston Reference Bengston2002). “Predator” and “prey” are both multi-species functional kinds. A creature is a predator in virtue of its interaction with other creatures, and creatures ranging from praying mantises to kestrels are predators. The same goes for “prey.” Ecologists have formulated cross-system generalizations about “predator” and “prey.” The Lotka–Volterra equations describe the relationship between the population densities of predator and prey over time. Ecologists have used these equations to model population dynamics across a wide range of ecological systems (McIntosh Reference McIntosh1985, 177). Ecologists have also formulated the life–dinner principle: predators exert a stronger selection pressure on prey than vice versa (Dawkins & Krebs Reference Dawkins and Krebs1979). This is because a successful hunt costs the prey its life, whereas a failed hunt only costs the predator its dinner. This principle explains patterns in coevolution across many taxa and ecological systems (Dell, Pawar, & Savage Reference Dell, Pawar and Savage2011).

Another major research area in ecology is symbiosis, or close, long-term interactions between organisms (Thompson Reference Thompson1994, 167). Ecologists categorize symbionts according to whether their interaction is beneficial or harmful: competitors, commensals, amensals, mutualists, and parasites. Once again, these are multi-species, functional kinds. For example, mutualists are symbionts whose interactions are mutually beneficial. Mutualists include pollinators and flowers, and rhizobia and legumes. Ecologists have found cross-system generalizations about symbiosis. For example, competitors may engage in evolutionary arms races, where both parties coevolve increasingly sophisticated adaptations in order to maintain a competitive advantage. For instance, the rough-skinned newt of the western United States synthesizes tetrodotoxin, a neurotoxin, in order to discourage predation. In response, the garter snake, its main predator, has developed a tolerance to tetrodotoxin. Ecological systems where newts have higher concentrations of tetrodotoxin are also home to garter snakes with higher toxin tolerance (Brodie, Ridenhour, & Brodie Reference Brodie, Ridenhour and Edmund2002). Another cross-system generalization about symbionts is that parasites that are spread infrequently by living hosts evolve to be less virulent over time. This is because the parasite is best served by its host’s survival. For example, Australian land managers attempted to control their invasive rabbit population by introducing myxoma, a virus that targets rabbits. When introduced, the virus was almost always lethal. Over time, myxoma evolved to be less virulent so that it would have more opportunities for transmission (Lewontin Reference Lewontin1970).

Thus far, I have focused on interactions between living beings. Ecologists also study abiotic entities. For example, ecosystem ecologists study the flow of energy and matter through an ecological system, e.g., the carbon cycle. In ecosystem ecology, biotic and abiotic entities are characterized by their role in the relevant cycle, serving as “black boxes, idealized mechanisms for channeling” energy and matter (Hagen Reference Hagen1992, 98). As in other branches of ecology, ecosystem ecologists study cross-system generalizations about functional kinds. For example, in the water cycle, wetlands serve as buffers; they slow the change in water level after storms (Sheng et al. Reference Sheng2022). This generalization holds from the Florida Everglades to the coast of New York. In this context, “wetlands” are general, functional kinds; they are picked out by their interaction with other parts of the water cycle, in particular rainfall and water-body level. Wetlands can be composed of different species, such as mangroves and tule, and different water types, like freshwater and saltwater.Footnote 10

Abiotic factors are also essential to disturbance ecology, or the study of how ecological systems respond to perturbation, such as fire, storms, and pest outbreaks. Disturbance ecologists traffic in general, functional kinds and cross-system generalizations. For example, fire ecologists categorize vegetation according to its response to fire, e.g., avoider, embracer, and tolerater (Keeley Reference Keeley2012). Each of these categories is a multi-species functional kind. Fire embracers are plants that facilitate the spread of fire as part of their reproductive strategy (Bond & Midgley Reference Bond and Midgley1995; Keeley Reference Keeley2012; Mutch Reference Mutch1970). Ecologists have found cross-system generalizations about fire embracers. They tend to have high ladder fuel loading, which enables the spread of fire from the ground to the canopy. For example, lodgepole pines (Pinus contorta subsp. latifolia) do not reliably drop their branches when the branch dies. Rather, dead branches stay attached to the trunk, which facilitates the upward spread of fire (Keeley & Zedler Reference Keeley, Zedler, Richardson and Cowling1998, 240). Similarly, blue gum eucalypts of Australia do not fully shed their bark. Rather, it dangles off the trunk, conducting fire into the canopy. Fire embracers are also adapted to grow quickly after a fire. They have buds hidden underground or beneath fire-resistant bark, e.g., the lignotubers of eucalypts and manzanitas (Pausas & Keeley Reference Pausas and Keeley2017). These buds allow fire embracers to sprout quickly and establish dominance after a fire.

Fire ecologists also study how weather affects fire. Foehn winds are hot, dry winds that blow down the leeside of a mountain range (Brinkmann Reference Brinkmann1971). Foehn winds are a general, functional kind. They pick out a relationship between air flow and topography that recurs across different ecological systems, from the infamous Santa Anas of Southern California to the Diablo wind of Northern California (Quinn & Keeley Reference Quinn and Keeley2006). Ecologists have found a cross-system generalization about Foehn winds, namely that they cause extreme fire behavior. The Diablo winds fanned the devastating Oakland Hill Fire of 1991, and the Santa Anas are a main driver of acreage burned in Southern California (van Wagtendonk et al. Reference Wagtendonk and Jan2018, 314, 325–28). Although the relationship between Foehn winds and fire is determined by chemistry, this is an ecological generalization because it pertains to the subject matter of ecology, in this case, the interaction between vegetation and weather.

To summarize, ecologists formulate cross-system generalizations about functional kinds that include multiple species or general abiotic factors as members. Functional kinds and cross-system generalizations are found throughout ecology, including community, ecosystem, evolutionary, population, and disturbance ecology. The classic view is too ambitious and the species+ view is too thin to account for causally robust functional kinds and their cross-system generalizations. In contrast to the classic view, ecologists typically do not take entire ecological systems as their unit of study, and they have struggled to find pan-system generalizations. Rather, ecologists study causally robust parts of ecological systems, namely functional kinds. Generalizations about these kinds typically range over some, but not all, ecological systems, e.g., three-level food chains. In contrast to the species+ view, ecologists often study kinds that are more general than individual species or local abiotic factors. Moreover, ecologists are not limited to studying ecological systems on a case-by-case basis; they have found cross-system generalizations.

4. Functional roles: The middle way

In this section, I give an account of the causally robust functional kinds and cross-system generalizations studied by ecologists in terms of functional roles. Functional roles chart a middle way between the classic and species+ views. A clarification before I proceed. I am a pluralist about ecological kinds and generalizations. My criticism of the species+ and classic views is that they capture relatively peripheral areas of ecology. For example, the species+ view may be a good fit for urban ecology, which often studies how a single species, humans, shapes its environment. In support of the classic view, ecologists have found a handful of pan-system generalizations. For example, the pyramid of numbers states that in all ecological systems there are fewer individuals at higher levels of a food chain than lower levels (Elton [Reference Elton1927] 2001). These examples aside, the previous section suggests that the classic and species+ views do not capture the bulk of ecology, which traffics in general functional kinds and cross-system generalizations.

4.1 The account of functional roles

I will first give a high-level overview of functional roles and then iron out various wrinkles in section 4.2. For presentation purposes, I offer a definition of functional roles in terms of necessary and sufficient conditions. These conditions are best understood as a bundle of features that are typically found in ecological kinds. Let F be a functional kind, or a part of ecological systems that is picked out by its causal disposition to interact with other parts of ecological systems in a particular way, e.g. predator. F is a functional role if and only if:Footnote 11

(1) there is a generalization, G, about F, which captures a regularity in interactions among organisms and between organisms and their environment;

(2) G is a cross-system generalization;Footnote 12 and

(3) multiple species or general abiotic factors are members of F.

All of the examples in section 3 are functional roles. For example, let F be “consumer.” “Consumer” picks out members of an ecological system based on their relationship with other members of the ecological system, namely consumption. Let G be the generalization that three-level food chains tend to exhibit top-down control. Although G does not explicitly mention “consumer,” food chains are built out of consumption relations. In this way, G is about F. G holds across a range of ecological systems, from Yellowstone National Park to the Aleutian Islands. Third, a wide range of species are “consumers,” from caterpillars to cows. So, “consumer” is a functional role. Analogously, other trophic categories, like “producer” and “decomposer,” are also functional roles.

“Predator” and “prey” are also functional roles. They pick out creatures based on their interactions with others, and they are both multi-species kinds. “Predator” and “prey” are featured in cross-system generalizations, like the Lotka–Volterra equations and the life–dinner principle. Symbionts are functional roles as well. For example, “competitor” is a multi-species functional kind that is part of cross-system generalizations, like the evolutionary arms race. “Parasite” and “host” are also multi-species functional kinds that obey a cross-system generalization that high partner fidelity leads to decreased virulence.

Ecosystem ecologists also study functional roles. Generally, they characterize entities functionally in terms of their contribution to a cycle of energy or matter. In the water cycle, “wetland” is a functional role. “Wetland” is defined in terms of its role in mediating between bodies of water and the surrounding land. Wetlands are featured in cross-system generalizations; wetlands are a buffer for flooding. Disturbance ecologists study functional roles too. “Fire embracer” is a multi-species kind that is featured in cross-system generalizations, e.g., fire embracers have high ladder fuel loading. “Foehn wind” is a functional role as well; it picks out a general interaction between air flow and topography. It is part of a cross-system generalization: Foehn winds cause extreme fire behavior.

In short, the examples from the previous section are all functional roles, and so functional roles capture a wide swathe of ecology. These examples show that functional roles are highly heterogeneous; some functional roles may be subsets of or crosscut other functional roles. For example, “herbivore” is a functional role which is itself a type of consumer. As a kind, functional roles are unified by their role in cross-system generalizations.

4.2 Spelling out the three criteria of functional roles

Now that we have a general sense of how functional roles work, let us spell out some details regarding the three criteria of functional roles. We will go out of order. First, functional roles are part of generalizations that hold across multiple ecological systems. Two comments. First, this criterion strikes a balance between the classic and species+ views. Contrary to the species+ view, ecologists have found generalizations that hold across ecological systems. Contrary to the classic view, these are cross-system but not pan-system generalizations; they hold across some but not all ecological systems. Second, a defining feature of science is that it produces general knowledge, or knowledge that holds across a diverse range of circumstances. In ecology, a relevant range of circumstances is different ecological systems. So, it should be unsurprising that central ecological generalizations hold across ecological systems.

Second, the members of a functional role include multiple species or general abiotic factors. This criterion is closely related to the previous one. The scope of a generalization corresponds to a particular level of generality of kinds. Given the structure of the empirical world, cross-system generalizations typically involve kinds whose members include multiple species or general abiotic factors. Two comments on abiotic factors in the context of functional roles. First, I am using “general” abiotic factors in contrast to “local” abiotic factors, or the abiotic factors found in a particular place. For example, Foehn winds are general abiotic factors, which are instantiated by local abiotic factors, like the Santa Ana and Diablo winds. I will not precisify the “general” versus “local” distinction; for our purposes, our intuitive grasp of the distinction will suffice (Carroll Reference Carroll, Edward and Stanford2020). The motivation for focusing on general, rather than local, abiotic factors is to pick out kinds that recur across ecological systems.

Second, we have largely focused on functional roles that include either multiple species or general abiotic factors. Many functional roles include both living and non-living beings. For example, Bond and Keeley proposed that fire acts as a universal herbivore; it indiscriminately consumes the vegetation in its path (Reference Bond and Keeley2005). So, “herbivore” is a functional role that includes different species, like deer and locusts, and general abiotic factors, like fire. In the nitrogen cycle, nitrogen fixation refers to the process of converting atmospheric nitrogen to ammonia. Nitrogen fixation is a functional role that includes living beings, such as rhizobia, and general abiotic factors, like lightning (Odenbaugh Reference Odenbaugh and Hazlett2010). As a branch of biology, ecology is distinctive in its equal attention to both biotic and abiotic factors.

Let us turn to the final criterion: functional roles are featured in ecological generalizations, or generalizations that capture a regularity in the interactions amongst living beings and their abiotic environment. This account of functional roles does not presume any particular account of scientific generalizations, so you can plug in your favorite.Footnote 13 Ecologists study a small subset of possible generalizations about functional roles. For example, ecologists do not study generalizations about the walking of insects. This is despite the fact that “walking insect” is a multi-species functional kind that is probably part of ecological regularities. On the other hand, ecologists study generalizations about the walking of ruminants, like cows and sheep. By walking, ruminants compact soil, leading to decreased plant growth (Hamza & Anderson Reference Hamza and Anderson2005). Ecologists study some functional roles but not others due to their scientific and pragmatic interests. Ruminant, unlike insect, walking has predictive and explanatory value for understanding rangeland productivity. More broadly, my claim is not that all functional roles are studied by ecologists. Rather, I am arguing that of the kinds studied by ecologists, many are functional roles. This is compatible with ecologists ignoring many other functional roles because they are uninteresting.

To recap, functional roles split the difference between the classic and species+ views; they pick out causally robust, functional kinds that are more general than individual species and local abiotic factors but more specific than entire ecological systems. Functional roles are featured in cross-system generalizations. A wide range of ecological kinds, from consumers and prey to parasites and fire embracers, are functional roles.

5. Ecology as a science of functional roles

Let us return to the challenge posed in the introduction. Thus far, philosophers have yet to articulate how major topics in the philosophy of ecology hang together. In this section, I aim to fill this gap by spelling out the implications of my account of functional roles for ecology’s taxonomy, the organization of ecological systems, and the structure of the discipline. Along the way, I use my account of functional roles to interpret and reorient major debates in the philosophy of ecology.

5.1 Functional roles as a central object of study

Recall that the “taxonomy of ecology” refers to the collection of kinds studied by ecologists. Since functional roles are central to ecology, they are part of its taxonomy. My account of functional roles allows us to reorient existing philosophical discussions of ecology’s taxonomy. By approaching the topic via generalizations, rather than metaphysics, we can shift our focus from assessing whether ecological systems are metaphysically real to characterizing the distinctive phenomena studied by ecologists, namely functional roles.

In addition, functional roles serve as a friendly supplement to accounts of the metaphysics of ecological systems. For example, Odenbaugh analyzes ecological systems as composed of entities connected by “ecological relation[s],” like “predator–prey, interspecific competition, mutualism,” and symbiosis (Reference Odenbaugh and Hazlett2010, 241). These relations are none other than functional roles. Since Odenbaugh does not provide an account of “ecological relations,” we can plug in my account of functional roles. More broadly, ecologists study ecological systems in terms of their component functional roles. For example, they study ecological systems as food webs, where creatures interact via consumption, production, and decomposition. In short, functional roles are the scientifically relevant building blocks of ecological systems and have pride of place in ecology’s taxonomy.

5.2 Functional roles as the basis of causally robust ecological system organization

Next, we can use functional roles to characterize the organization of ecological systems. Contrary to the classic view, ecological systems do not possess a universal, tightly integrated internal structure composed of selected effects functions. Contrary to the species+ view, there is more to ecological system organization than the interactions between a happenstance collection of local species and abiotic factors, as captured by the causal role theory. Rather, ecological systems are structured by functional roles: general, functional kinds with robust causal features that recur across ecological systems. I will develop the functional role view of ecological system organization by spelling out its relationship with CR functions.

First, we must attend to some details. When discussing “function” in ecology, philosophers are interested in what it means to “have” a function. Let a member of a functional role, F, have the functional role of performing whatever interaction is definitive of F. For example, kestrels are predators, so they have the functional role of predating, or killing and eating other creatures. Two comments. First, an entity’s functional role is generalization relative. In the context of generalizations about predation, kestrels’ functional role is “predator.” In the context of generalizations about food webs, kestrels’ functional role is “consumer.” Second, the same functional role may be featured in multiple generalizations. Both the Lotka–Volterra equations and life–dinner principle are generalizations about predation. The two generalizations characterize “predator” differently. In the Lotka–Volterra equations, predators are defined in terms of their effect on prey population density, while in the life–dinner principle, predators are characterized in terms of the selection pressure that they exert on prey. That being said, both generalizations pick out high-level patterns regarding the same phenomena, namely creatures that kill and consume others. So, both generalizations are about the functional role of predation.

Functional roles pick out a kind of CR function that is of interest to ecologists. Recall that CR functions are defined in relation to an analytical strategy (Cummins Reference Cummins1975). For example, an investigator may study the heart as part of the body’s circulatory system. In this context, the CR function of the heart is to pump blood. For an investigator of the acoustics of the human body, the CR function of the heart is to make a “whoosh” sound. The CR theory is agnostic regarding the appropriate analytic strategy for picking out functions. As a result, the CR theory struggles to explain why ecologists study some causal interactions, but not others (Morrow Reference Morrow2023).

Functional roles specify a major analytic strategy of ecology: decomposing ecological systems into general functional kinds that support cross-system generalizations. For example, fire ecologists pick out fire embracers as a unit of study, as opposed to the collection of a lodgepole pine, ground squirrel, and two huckleberry bushes. Under the appropriate analytic strategies, both the gerrymandered collection and fire embracers have CR functions. However, ecologists only attribute function to fire embracers because they have robust causal features that recur across ecological systems. More broadly, functional roles take part in ecologically significant causal interactions because they support cross-system generalizations.

Morrow has recently advanced an alternative account of the analytic strategy of ecology: ecologists study CR functions that are robust across the relevant alternate regimes of an ecological system (Reference Morrow2023, 440–41). Let us call these functions “KM functions.” The main difference between KM functions and functional roles is in how they use robustness to pick out ecological kinds.Footnote 14 KM functions are causal interactions that occur across alternate regimes of the same ecological system, while functional roles are causal interactions that are robust across different ecological systems. Before comparing these two theories, recall that I am a pluralist about ecological kinds. Ecologists study different types of kinds, which may require different analyses. I am happy to acknowledge that KM functions capture an important type of ecological kind. My claim is that given the centrality of cross-system generalizations to ecology, functional roles capture a prevalent and scientifically powerful ecological kind that is not adequately handled by existing theories.

To see why functional roles better capture the predictive and explanatory power of ecology than KM functions, we can return to our example of lodgepole pines as fire embracers. There is a cross-system generalization about fire embracers: they possess adaptations, like high ladder fuel loading, in order to facilitate their own reproduction through high-severity fire. In the United States, the government has systematically suppressed fire for over a century (Pyne Reference Pyne1982). Even in fire-suppressed forests, lodgepole pines still possess adaptations that dispose them to burn, and so continue to fall under generalizations about high-severity fire. In fire-suppressed forests, lodgepole pines continue to have the functional role of facilitating reproduction by spreading high-severity fire. In contrast, lodgepole pines lack the KM function to burn with high severity. For lodgepole pines to have this KM function, they must be able to burn with high severity across all relevant ecological regimes. Since the mid-twentieth century the US has suppressed forest fires, causing profound changes in forest structure and composition. As a result, a relevant ecological regime of lodgepole forests is fire suppression. In fire-suppressed forests, lodgepole pines are largely prevented from burning. Since lodgepole pines lack the ability to burn in a relevant ecological regime, fire suppression, lodgepoles lack the KM function to burn.

The fact that lodgepoles maintain their functional role during fire suppression better captures the scientific use of “fire embracer.” Land managers use generalizations about the anticipated fire behavior of fire embracers when estimating fire risk (e.g., Ager et al. Reference Ager2021). In contrast, lodgepoles lack the relevant KM function. So, KM functions fail to capture how researchers rely on the dispositions of lodgepole pines in prediction and explanation. More broadly, given the centrality of cross-system generalizations in ecology, functional roles better capture how ecologists pick out kinds for the purposes of explanation and prediction.

To summarize, I have argued that functional roles are a form of ecological system organization: recurring, causally robust building blocks that are featured in cross-system generalizations. In comparison to CR and KM functions, functional roles better capture how ecologists pick out kinds for the purpose of formulating explanatorily useful generalizations.

5.3 Ecology as unified by a shared level of analysis

We can turn to the third and final topic addressed by the classic and species+ views, the structure of ecology as a science. The classic view suggests that ecology is unified by a shared commitment to central generalizations. In practice, ecology lacks this structure. This leaves us with the species+ view, according to which ecology is a collection of case studies. The species+ view leaves an important question unanswered: what binds together different case studies into the science of ecology? If ecology is a multi-stem shrub, then what is their shared rootstock? To answer this question, let us return to functional roles. The branches of ecology have a shared level of analysis: robust functional kinds which are featured in cross-system generalizations.

Although generalizations about functional roles are central to ecology, they may be too general for conservation and land management. For example, when modeling fire behavior, fire ecologists don’t just want to know that lodgepoles promote high-severity fire. They want to know the flame height, rate of spread, and combustion temperature. To make predictions at the level of granularity needed for applying ecology to the real world, researchers often need to supplement generalizations about functional roles with place- and species-specific details.Footnote 15 For example, scientifically informed land management decisions often require a case study on local conditions, such as the Environmental Impact Statements required by the National Environmental Protection Act. This gives applied ecology the case study structure described by Shrader-Frechette and McCoy (Reference Shrader-Frechette and McCoy1993).

To be clear, my disagreement with the species+ view in this context originates from a difference in emphasis, rather than substance. If we want to understand the structure of ecology from the perspective of producing predictions relevant for application, then ecology looks like a collection of case studies. If we want to understand how the science as a whole hangs together, then ecology is unified by a shared level of analysis, namely the study of general, functional kinds.

6. Conclusion

In this paper, I have given an account of ecology’s subject matter and generalizations in terms of functional roles. I have framed my account of functional roles in contrast to the classic view and the species+ view. According to the classic view, ecology is the study of pan-system generalizations about ecological systems as a whole. According to the species+ view, ecology is the study of interactions between species and local abiotic factors in particular places. Neither view adequately captures ecological practice. Rather, ecology is the study of functional roles. Functional roles are functional kinds; they are picked out by how they are disposed to interact with other ecological entities. Functional roles are instantiated by multiple species or general abiotic factors and are found in generalizations which hold across ecological systems. Central kinds in ecology, ranging from producer and predator to parasite and pollinator, are all functional roles. Functional roles serve as a through line for navigating central topics in philosophy of ecology, including the taxonomy of ecology, the organization of ecological systems, and the structure of ecology as a science. In short, we can think of ecology as the science of functional roles.

Acknowledgments

Thank you to Dale Jamieson, Laura Franklin-Hall, Michael Strevens, Anja Jauernig, Karen Kovaka, and audiences at the Forest Futures Lab Meeting, Philosophy and Biology Shop Talks 2024, and Philosophy of Science Association 2024 Meeting.

Funding information and Competing interests

None to declare.

Footnotes

1 An exception is Cooper (Reference Cooper2003), which gives “an organizing framework” (10) in terms of the definition of ecology as the “science of the struggle for existence” (4). There has been limited uptake of Cooper’s account, probably due to his reliance on conceptual analysis.

2 I am using “scientific generalization” broadly to include laws of nature and scientific theories. Generalizations are closely linked to models; models are usually built out of generalizations. For example, models of population dynamics rely on generalizations about birth and death rates.

3 I use “ecological system” to refer to a collection of biotic and/or abiotic factors in a given location. “Ecological system” encompasses the notion of “community,” which refers to the living beings in a place, and “ecosystem,” which refers to both the biotic and abiotic factors present in a place.

4 Others have argued for moderate generalizations in ecology; however, their approaches differ from my own. Cooper (Reference Cooper2003) and Elliot-Graves (Reference Elliott-Graves2018) discuss how the causal structure of ecological systems allows for moderate generalizations. In contrast, my paper develops an account of the kinds that ecological generalizations quantify over, namely functional roles. Perhaps my closest neighbor is Mikkelson (Reference Mikkelson2003), who suggests that some ecological generalizations are about functional kinds but does not provide an account of these kinds.

5 By “kind,” I mean scientific kind, or a type of entity picked out by scientists for the purposes of explanation and prediction. Scientific kinds include natural kinds, like organisms, and pragmatically defined kinds, like gram-negative bacteria. I am neutral regarding the metaphysics of scientific kinds. In this paper, I will limit my discussion of kinds to scientific ones, so I will drop the “scientific.”

6 Researchers typically narrativize the debate over the nature of ecological systems as a battle between Clements and Gleason, with Clements as the loser (e.g., Eliot Reference Eliot2007; Hagen Reference Hagen1992, 28–31; Odenbaugh Reference Odenbaugh2007; Simberloff Reference Simberloff1980, 13–19). As many of these authors note, this framing is not historically accurate. However, it is useful for capturing two extreme views regarding ecological systems.

7 There are different conceptions of “niche” in ecology (Pocheville Reference Pocheville, Heams, Huneman, Lecointre and Silberstein2015). I focus on Hutchinson’s conception of niches (Reference Hutchinson1957).

8 Some contemporary ecologists still pursue pan-system theories of ecosystem organization (e.g., Chase and Leibold Reference Chase and Leibold2003; Vellend Reference Vellend2010). However, these theories are much less central to ecology than they were during the mid-twentieth century.

9 The species+ position on ecology’s structure reflects ecology’s roots in natural history, which is composed of case studies regarding how particular places and their inhabitants change over time (McIntosh Reference McIntosh1985, chapters 1–2).

10 It may sound strange to call wetlands functional kinds. We are used to thinking of wetlands as ecosystems in themselves. They stand in contrast to my previous examples of functional kinds, which have been components of ecosystems. However, ecologists study systems at multiple scales, so that what counts as a component or an entire system varies according to the context. For a microbial ecologist a deer is an entire system, while for an ecosystem ecologist it is a component of the carbon cycle. In this context, we are interested in the water cycle, of which wetlands are a component.

11 My use of “functional role” accords with ecological practice. Ecologists use a family of related terms to refer to functional kinds, including “functional group,” “functional role,” and “functional trait.” “Functional role” is a good match for my target concept. For example, Dehling et al. write: “Ecological processes consist of different functional roles fulfilled by the species from a local community. In many key ecological processes (i.e., predator–prey relationships, pollination, or seed dispersal), these functional roles involve interactions with other species” (Reference Dehling2020, 2; see also Avrin et al. Reference Avrin2023; Bellwood et al. Reference Bellwood2019, Supplementary Information).

12 The second criterion is not contained in the first because there are generalizations about a single ecological system. For example, a generalization may hold across counterfactual states of a single ecological system.

13 There is one restriction. My account of functional roles is an account of an ecological kind in terms of generalizations. So, the account of generalizations should not rely on an unanalyzed notion of kinds lest we generate a vicious circularity.

14 Morrow gives an account of a central use of “function” in ecology while I give an account of paradigmatic ecological kinds. We should expect ecologists’ use of “function” to track ecological kinds, but the overlap will not be perfect. In assessing Morrow’s account with regard to ecological kinds, I am not criticizing it as an account of “function.”

15 This is generally true of applied sciences.

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